Services

SOX Compliance

DLA works closely with management to create and implement a proven approach to corporate governance controls, SOX Sections 302/404 compliance and other regulatory requirements. DLA extends this approach to the operating, technology, software and process areas, thereby adding more leading-practice value.

  • Proven methodology with a track record of providing effective and efficient SOX compliance
  • DLA develops SOX into a sustainable business process
  • Effective vendor transition approach to minimize disruptions to new clients
  • Maximizes reliance by external auditors

DLA is a reliable SOX Compliance partner that:

  • Leverages its expertise to provide additional insight and leading practices for SOX compliance
  • Has the ability to add value to the SOX compliance process and will not take a “check the box” approach, but will rather make recommendations to reduce cost or improve process and controls
  • Will provide the SOX compliance services with the right balance of value, price, service and relevant experience
  • Will develop a cost-effective approach to SOX compliance, recognizing the current economic environment and will work with you to keep fees to a minimum
  • Has experience coordinating SOX compliance with independent auditors in their efforts to issue an opinion on the internal controls over financial reporting for your organization
  • Will foster a relationship that will maximize reliance by the Company’s independent auditors on work performed by internal audit
  • Has developed templates that improve efficiency of the SOX compliance function, and that have been reviewed and approved by all of the Big Four and regional accounting firms
  • Is flexible and able to respond to your changing needs

DLA’s approach and compliance tools have been developed based on our experience with Big Four and regional accounting firms and are continually refined based on the numerous client engagements we perform.